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Regulatory Marketing Compliance
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PIMCO
Salary: Competitive salary and pe...
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Newport Beach, CA, 92660 |
14 Oct |
| Providing compliance support, including, not limited to: reviewing advertisements, sales literature, client servicing materia... |
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Chief Compliance Officer/JD Mortgage Servicer
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Michael Page
Salary: 200,000 - 800,0000
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San Francisco, CA |
13 Oct |
| Multi Billion Dollar Hedge fund has recently launched a mortgage purchasing company as well as a Servicer. They are looking f... |
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Compliance Officer: Fixed Income Derivatives
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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San Francisco, CA, 94101 |
12 Oct |
| Responsible for compliance activities for the U.S. Fixed Income group of a buy side firm |
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Fixed Income Compliance Officer
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Barclays Global Investors...
Salary: Market Rate
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San Francisco, CA |
10 Oct |
| The Fixed Income Compliance Officer will be required to partner with the U.S. Fixed Income business to work proactively to ma... |
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Compliance Officer
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PennyMac
Salary: Annual + Bonus
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Calabasas, CA, 91301 |
08 Oct |
| The Compliance Officer will work directly with the Chief Compliance Officer and will assist with the day to day monitoring of... |
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Top Tier Law Firm seek Investment Management Associate
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The Boldon Group
Salary: Excellent
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San Francisco, CA |
02 Oct |
| Our client is one of the largest law firms in the U.S.; known for a cordial work environment, great benefits, and diversity h... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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San Francisco, CA, 94101 |
02 Oct |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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Personal Trust Fiduciary Director
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Union Bank of California
Salary: VP; potential SVP role
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San Diego, CA |
23 Sep |
| Serve as the fiduciary director for the Personal Trust to identify risk in the overall portfolio. Participates in the regulat... |
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